Empowering Your Financial Success

Comprehensive Accounting & Regulatory Reporting for Broker-Dealers
Take control of your financial future with our FINOP Series 27 Consulting Services, starting at just $2,100 per Quarter.
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Experience. Professionalism. Excellence.

Accounting Services for Broker-Dealers

FINOP Consultants, LLC provides nationwide outsourcing services for Financial and Operations Principal (FINOP/Series 27 consulting). Serving as your dedicated FINOP, we specialize in offering accounting services tailored specifically for small broker-dealers. Our solutions are designed to provide remote access, catering to professionals who are always on the go. Whether you’re a growing company or just starting out, we offer a comprehensive range of accounting services customized to meet your needs and budget.

What people say!

FINOPCONSULTANTS.COM are true experts at what they do. They are consultative partners and are extremely knowledgeable and detail oriented throughout every step of the process. I would highly recommend them to anyone outsourcing a FINOP.
★★★★★
Anonymous
from USA
FINOPCONSULTANTS.COM were knowledgeable about FINRA accounting and practices, and exhibited a quick grasp of my organization needs. They prepared the needed Net Capital computations and avoided pitfalls later on.
★★★★★
Ted L.
from USA
I wanted to thank finopconsultants.com for their assistants. They converted my Quickbooks of the on-line version seamlessly and a fair price.
★★★★★
Tim M.
from USA

Our Outsourced Services

  • FINOP/Series 27 Consulting Services for Broker-Dealers
  • Compliance Services for Broker-Dealers (Including AML Testing, Mock Audits, Startup B/D Applications, and Trade Surveillance)
  • CFO and Related Accounting Services (Including Remote Hosting of Books and Records)
  • Human Resources (PEO Services, Compensation Consulting, Comprehensive Employee Benefits, Payroll, Retirement, and More)
  • Placement Services (Primarily Senior Level Accounting and Finance Search)
  • Due Diligence Services (Including Identifying Acquisition Targets and Strategic Alliances)
  • Tax Services
  • Registered Investment Advisor Support Services
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Why Choose FINOP Consultants?

As your trusted advisor, FINOP Consultants, LLC offers industry-specific expertise, including Series 27 consulting, to increase your chances of success. Our customized accounting services provide affordable financial expertise, with packages starting at $2,100 per quarter, specifically designed for new and established broker-dealers and registered investment advisors. With over 50 years of combined experience, our specialized team is ready to handle all your FINOP and Series 27 consulting service needs. Contact us today for a free consultation and discover how we can support your business.
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Hiring

FINOP outsourcing or FINOP consulting is hiring a part time consultant. To qualify you must pass a FINRA’s Series 27 or Series 28 exam. Interested candidates can send their resume to edsamson@finopconsultants.com
ABOUT US
With over 25 years in the financial services industry and as a FINOP and Principal, Edwards brings extensive expertise to Series 27 consulting and broker-dealer financial oversight. His deep knowledge ensures your firm receives the best guidance for navigating FINRA regulations and maintaining compliance
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Service Area: Nationwide Phone: (732) 233-3500
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