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Edward Gregory and Associates, LLC

Packages

Pricing Options

Prices generally range from $600 to $5,000 per month for small broker-dealers.*

Option 1

$600 - $1,000

per month*

  • Included: Monthly Net Capital Computation
  • Included: SIPC 6 and 7 Preparation and Filing
  • Included: Monthly/Quarterly FOCUS Reports, Supplemental Statement of Income, and Custody Reports
  • Included: Bank Reconciliation
  • Included: FINRA Audits
  • Not included: Expense Sharing Agreement Review Implementation
  • Not included: Annual Independent Financial Statement Preparation
  • Not included: Daily Bookkeeping**
Select Option 1

Option 2

$900 - $2,500

per month*

  • Included: Monthly Net Capital Computation
  • Included: SIPC 6 and 7 Preparation and Filing
  • Included: Monthly/Quarterly FOCUS Reports, Supplemental Statement of Income, and Custody Reports
  • Included: Bank Reconciliation
  • Included: FINRA Audits
  • Included: Expense Sharing Agreement Review Implementation
  • Included: Annual Independent Financial Statement Preparation
  • Not included: Daily Bookkeeping**
Select Option 2
Best Value

Option 3

$1,200 - $5,000

per month*

  • Included: Monthly Net Capital Computation
  • Included: SIPC 6 and 7 Preparation and Filing
  • Included: Monthly/Quarterly FOCUS Reports, Supplemental Statement of Income, and Custody Reports
  • Included: Bank Reconciliation
  • Included: FINRA Audits
  • Included: Expense Sharing Agreement Review Implementation
  • Included: Annual Independent Financial Statement Preparation
  • Included: Daily Bookkeeping**
Select Option 3

* Subject to transaction volume adjustments

** Requires QuickBooks Online with all bank and credit card accounts synced